Search Result

201 - 220 of 670 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application