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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

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COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

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PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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