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REC 3.17 Inability to discharge regulatory functions
As Published: 2001
REC 3.17 Inability to discharge regulatory functions
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SUP 13A.8 Sources of further information
As Published: 2006
SUP 13A.8 Sources of further information
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MAR 5.2 Guidance about what constitutes an ATS
As Published: 2004
MAR 5.2 Guidance about what constitutes an ATS
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COB 2.1 Clear, fair and not misleading communication
As Published: 2001
COB 2.1 Clear, fair and not misleading communication
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LR 3.2 Application for admission to listing
As Published: 2005
LR 3.2 Application for admission to listing
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MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures
As Published: 2004
MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures
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SUP 11.7 Acquisition or increase of control: approval procedures
As Published: 2004
SUP 11.7 Acquisition or increase of control: approval procedures
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SUP 3.6 Firms' cooperation with their auditors
As Published: 2001
SUP 3.6 Firms' cooperation with their auditors
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