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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

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REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

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LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

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DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

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