Search Result

121 - 140 of 317 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 3.1 Application

As Published: 2005

LR 3.1 Application

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus