Search Result

581 - 600 of 717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness