Search Result

41 - 60 of 355 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)