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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

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PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PR App 3.1

As Published: 2005

PR App 3.1

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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