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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DTR 3.1

As Published: 2005

DTR 3.1

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline