Search Result

481 - 500 of 654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

COB 11.1 Application

As Published: 2006

COB 11.1 Application

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COB 12.1 Application

As Published: 2003

COB 12.1 Application

COB 10.1 Application

As Published: 2006

COB 10.1 Application

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS