Search Result

441 - 460 of 694 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants