Search Result

141 - 160 of 683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background