Search Result

141 - 160 of 710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

REC 1.1 Application

As Published: 2005

REC 1.1 Application