Search Result

521 - 540 of 642 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions