Search Result

521 - 540 of 583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose