Search Result

441 - 460 of 683 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

MCOB 13.4 Arrears: provision of information to the customer

As Published: 2004

MCOB 13.4 Arrears: provision of information to the customer

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA