Search Result

441 - 460 of 674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency