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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

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PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

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DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

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COB 11.1 Application

As Published: 2006

COB 11.1 Application

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DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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