Search Result

401 - 420 of 686 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

LR 17.1 Application

As Published: 2005

LR 17.1 Application

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders