Search Result

401 - 420 of 708 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives