Search Result

341 - 360 of 434 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 3.23 Default

As Published: 2001

REC 3.23 Default

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COB 12.1 Application

As Published: 2003

COB 12.1 Application

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?