Search Result

341 - 360 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions