Search Result

341 - 360 of 642 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose