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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

…

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

…

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

…

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

…

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

…

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

…

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