Search Result

301 - 320 of 461 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans