Search Result

281 - 300 of 622 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement