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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.6 Practical transitional considerations

As Published: 2006

PERG 12.6 Practical transitional considerations

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions