Search Result

241 - 260 of 684 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative