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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms