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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PR 3.4 Supplementary prospectus

As Published: 2005

PR 3.4 Supplementary prospectus

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose