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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements