Search Result

181 - 200 of 447 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting