Search Result

1 - 20 of 480 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

FEES 4.4 Information on which Fees are calculated

As Published: 2006

FEES 4.4 Information on which Fees are calculated

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline