Search Result

261 - 280 of 564 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

DISP 4.1 Application and Purpose

As Published: 2002

DISP 4.1 Application and Purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

FEES 5.4 Information requirement

As Published: 2006

FEES 5.4 Information requirement

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

COB 3.5 General

As Published: 2001

COB 3.5 General

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market