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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS