Search Result

361 - 380 of 645 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals