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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege