Search Result

161 - 180 of 718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PR App 1.1

As Published: 2005

PR App 1.1

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

PR App 3.1

As Published: 2005

PR App 3.1

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities