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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PR App 1.1

As Published: 2005

PR App 1.1

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds