Search Result

621 - 640 of 715 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

COB 11.1 Application

As Published: 2006

COB 11.1 Application

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

REC 3.23 Default

As Published: 2001

REC 3.23 Default

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator