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621 - 640 of 718 items.
DTR 1.5 Fees, market abuse safe harbours and sanctions
As Published: 2005
DTR 1.5 Fees, market abuse safe harbours and sanctions
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MAR 5.2 Guidance about what constitutes an ATS
As Published: 2004
MAR 5.2 Guidance about what constitutes an ATS
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SUP 15.9 Notifications by members of financial conglomerates
As Published: 2004
SUP 15.9 Notifications by members of financial conglomerates
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LR 15.3 Listing applications and procedures
As Published: 2005
LR 15.3 Listing applications and procedures
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APER 3.2 Factors relating to all Statements of Principle
As Published: 2001
APER 3.2 Factors relating to all Statements of Principle
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COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2003
COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
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