Search Result

561 - 580 of 681 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.5 These provisions have been moved to the Client Assets sourcebook (CASS)

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

MCOB 13.1 Application

As Published: 2004

MCOB 13.1 Application

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent