Search Result

561 - 580 of 649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7