Search Result

541 - 560 of 697 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)