Search Result

521 - 540 of 667 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general