Search Result

481 - 500 of 681 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

MCOB 12.1 Application

As Published: 2004

MCOB 12.1 Application

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MCOB 5.2 Purpose

As Published: 2004

MCOB 5.2 Purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable