Search Result

481 - 500 of 550 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

REC 3.23 Default

As Published: 2001

REC 3.23 Default

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification