Search Result

421 - 440 of 647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities