Search Result

381 - 400 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous