Search Result

381 - 400 of 598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)